Stephens
Overview
Stephens Inc. is a family-owned financial services firm specializing in investment banking, asset and wealth management, public finance, and insurance . The firm offers investment banking and advisory services, research, sales and trading, asset management, public finance, insurance, wealth management, private capital, and family office services . Their clients include corporations, state and local governments, institutional and individual investors .
Investments
| Company | Date | Stage | Lead |
|---|---|---|---|
| Infoblox | Apr 2012 | IPO | Co-investor |
| Ledgebrook | Jun 2025 | Series C | Lead |
| Zscaler | Mar 2018 | IPO | Co-investor |
| Quantifind | Jan 2025 | VC Round | Co-investor |
| Advanced Battery Concepts | Jan 2023 | Series C | Lead |
For institutional investors. Book with your work email.
Sector & Stage Mix
Industry, funding stage, and valuation band breakdowns.
FAQ
Where is Stephens based?
Stephens is headquartered in Little Rock, Arkansas, United States.
When was Stephens founded?
Stephens was founded in 1933.
How many portfolio companies does Stephens have?
Stephens has 15 portfolio companies in Caplight's dataset.
What are some companies in Stephens's portfolio?
Portfolio companies visible on Caplight include Infoblox, Ledgebrook, Zscaler, Quantifind, Advanced Battery Concepts.
What was Stephens's most recent investment shown here?
Stephens's most recent investment in this portfolio sample was in Ledgebrook in 2025.
What sectors does Stephens focus on?
Stephens focuses on FinTech, Healthcare & Life Sciences, Consumer & Commerce, Enterprise Software, FinTech, Consumer & Commerce, FinTech, Cybersecurity, Energy & Sustainability, FinTech, Real Estate & PropTech, Cybersecurity, Healthcare & Life Sciences, Enterprise Software, FinTech, Cybersecurity, Telecommunications & Networking, Frontier & Industrial Tech, Frontier & Industrial Tech, Healthcare & Life Sciences, AI, Data & Cloud Infrastructure, Frontier & Industrial Tech, Enterprise Software.
What company stages does Stephens focus on?
Stephens typically invests at the MultiStage stage.
What is Stephens's AUM?
Stephens's assets under management are estimated between $1.0B and $10.0B.