Red Oak Compliance Solutions
PrivateLast Round
Growth Equity
Jun 29, 2023
Total Funding Raised
$51M
Momentum
Top 5%
of companies Caplight tracks
Company Overview
Red Oak Compliance Solutions operates in FinTech and is based in Cedar Park, Texas. Its latest recorded funding round was a Growth Equity round in June 2023.
Red Oak Compliance Solutions is a vertical software company that provides an AI-powered compliance software platform for the financial services and insurance industries.
Sector
FinTech
Verticals
RegTech, Compliance & Risk, Workflow Automation, Vertical SaaS
Business Model
B2B
Customer Profile
Subscription SaaS
AI Layer
Application
Historical Pricing
Historical view of private secondary pricing and transaction trends.
Red Oak Compliance Solutions Comparables
Compare Red Oak Compliance Solutions with similar companies based on industry and business-model similarity.
| Company | Similarity | Market Cap |
|---|---|---|
| Naehas | 83% | |
| PerformLine | 80% | |
| RegEd | 80% |
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Red Oak Compliance Solutions Funding Rounds
Historical fundraising activity
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Key People
Founding team and executive leadership
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Red Oak Compliance Solutions Investors
Notable investors and investment history
| Investor | Rounds |
|---|---|
| Mainsail Partners | Growth Equity |
Market signals
Structured signals derived from secondary market and firmographic data.
- Sep 3, 2026
Grew 35% QoQ, adding 42 employees.
- Aug 21, 2026
Monthly visitors grew 36% MoM, reaching 18.1K.
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Recent news
Latest coverage and updates
- attends_eventNov 6, 2026
Red Oak attends FINRA's Small Firm Conference in Illinois on Oct 27th and 28th '26, catching up on regulatory priorities and hearing from affected firms.
- attends_eventNov 5, 2026
Red Oak attends FINRA's Advertising Regulation Conference in District of Columbia on Oct 15th–16th '26 and explores AI governance, including oversight of third-party AI tools.
- attends_eventOct 29, 2026
Red Oak attends the SIFMA Social Media & Digital Marketing Seminar at New York Law School in New York on Oct 29th '26, where findings on adviser communication and supervision are discussed.
- attends_eventOct 26, 2026
Red Oak attends the Money Management Institute (MMI) Conference in Massachusetts and speaks with sales and marketing professionals about delays in financial marketing approvals.
- attends_eventOct 21, 2026
Red Oak earns Service Provider of the Year at the Asset Management STAR Awards north america 2026 and wins the Technology, Distribution & Marketing category.
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Red Oak Compliance Solutions Filings
Explore SEC and related filing metadata, where available.
| Type | Date | Amount Offered | Amount Sold | Filing | Pages | Download |
|---|
Filing documents are not displayed on this public page. Request access to learn about available coverage.
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Frequently Asked Questions
Common questions about Red Oak Compliance Solutions's valuation, stock price, and market status.
Is Red Oak Compliance Solutions a public or private company?
Red Oak Compliance Solutions is a private company.
What is the current stock price of Red Oak Compliance Solutions?
Red Oak Compliance Solutions is a private company, so its shares have no public market price. Caplight tracks Red Oak Compliance Solutions's secondary market activity and provides MarketPrice™ estimates of its share price to Caplight users.
How much is Red Oak Compliance Solutions worth (valuation)?
Valuation information for Red Oak Compliance Solutions is not publicly available.
Can I buy Red Oak Compliance Solutions stock?
Red Oak Compliance Solutions shares may be available on secondary markets subject to transfer restrictions. Caplight facilitates secondary market transactions for accredited investors.
When was Red Oak Compliance Solutions's last funding round?
Red Oak Compliance Solutions's most recent funding round was Growth Equity on June 29, 2023.
Who are the main investors in Red Oak Compliance Solutions?
Key investors in Red Oak Compliance Solutions include Mainsail Partners.
Will Red Oak Compliance Solutions IPO soon?
No public IPO plans have been announced for Red Oak Compliance Solutions.
How can I track Red Oak Compliance Solutions secondary market activity?
Caplight tracks bids, offers, and trades in Red Oak Compliance Solutions's shares on secondary markets.