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Finalis

Finalis

Private
San Francisco, CaliforniaFinTechhttps://www.finalis.com/

Last Round

Seed

Jul 6, 2022

Total Funding Raised

$10.7M

Momentum

Top 25%

of companies Caplight tracks

Company Overview

Finalis is a financial technology company that provides a comprehensive, AI-powered dealmaking platform and regulatory affiliation services for investment bankers, M&A advisors, and placement agents.

Sector

FinTech

Verticals

Compliance & Risk, RegTech, Investment Platforms, Platform-as-a-Service

Business Model

B2B

Customer Profile

Subscription SaaS, Services & Consulting, Payment Processing Fee

AI Layer

Application

Keywords

broker-dealer servicesregulatory sponsorshipinvestment banking platformRegTechdeal managementcompliance infrastructureindependent investment bankerM&A softwareplatform-as-a-servicePaaSvirtual data roomVDRprivate placementbroker-dealer in a boxAI document review

Historical Pricing

Historical view of private secondary pricing and transaction trends.

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Caplight Momentum Score

Proprietary index based on bid/ask volume and sentiment.

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Track how buyer interest and sentiment changes over time.

Finalis Comparables

Compare Finalis with similar companies based on industry and business-model similarity.

Finalis comparables — related companies by embedding similarity
CompanySimilarityMarket Cap
Stonehaven
83%
Independent Investment Bankers Corp.
82%
GT Securities, Inc.
78%

Finalis Funding Rounds

Historical fundraising activity

Data table
RoundDateAmount RaisedValuationInvestorsSources
SeedJul 6, 2022

Key People

Founding team and executive leadership

Alex Sueldo

Chief Operating Officer General Counsel

Executive Team

Florian Fischetti

Chief Product Officer

Executive Team

Finalis Investors

Notable investors and investment history

Finalis investors
InvestorRounds
ANIMO VenturesSeed
GaingelsSeed
Everywhere VenturesSeed
Chaac VenturesSeed
Tribe CapitalSeed
Ulu VenturesSeed
The FundSeed

Market signals

Structured signals derived from secondary market and firmographic data.

  • May 25, 2026

    Added Monetavista as a customer

  • Jan 3, 2026

    Platform now serves over 600 member firms.

Recent news

Latest coverage and updates

  • hiresAug 13, 2026

    Finalis hired Steven Price as Chief Compliance Officer on Aug 13th '26.

Finalis Filings

Explore SEC and related filing metadata, where available.

Finalis filings preview — column headings only; records require access
TypeDateAmount OfferedAmount SoldFilingPagesDownload

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Frequently Asked Questions

Common questions about Finalis's valuation, stock price, and market status.

Is Finalis a public or private company?

Finalis is a private company.

What is the current stock price of Finalis?

Finalis is a private company with no public stock price. No recent secondary market data is available.

How much is Finalis worth (valuation)?

Valuation information for Finalis is not publicly available.

Can I buy Finalis stock?

Finalis shares may be available on secondary markets subject to transfer restrictions. Caplight facilitates secondary market transactions for accredited investors. Visit https://www.caplight.com to learn more.

When was Finalis's last funding round?

Finalis's most recent funding round was Seed on July 6, 2022.

Who are the main investors in Finalis?

Key investors in Finalis include ANIMO Ventures.

Will Finalis IPO soon?

No public IPO plans have been announced for Finalis.

How can I track Finalis secondary market activity?

Caplight tracks bids, offers, and trades for private companies. Visit https://www.caplight.com to monitor Finalis's secondary market activity and sign up for updates.

Firmographic Details

HeadquartersSan Francisco, California
Employee Range92
Year Founded2020
Last FundingJul 6, 2022

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